Anti-Money Laundering - CO

Insurance Continuing Education in Colorado

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$12.95

3 credit hours

If purchased today, this course must be completed by:
June 30, 2021

The Colorado Department of Insurance has waived their normal proctor requirement, until further notice. A proctor is no longer required. You will instead need to electronically sign an Affidavit of Personal Responsibility, and that affidavit will be completed online as part of your final exam.
Description

With the signing of the USA Patriot Act of 2001, Public Law 107-56, the government received additional powers in the war on terrorism.  With this new law, broker-dealers have made a lot of changes in their compliance programs. These changes include establishing anti-money laundering compliance programs, verifying the identity of new accounts and filing suspicious activity reports. This program reviews the requirements for all persons associated with the financial services industry.

Exam Details

Need Proctor?No
Question Count:30
Passing Grade:70%
Attempts to Pass:Unlimited
Note: If you choose to request additional credit types while taking this course, the number of exam questions and proctor rules may change to meet those credits' requirements.

Course Details

Course Number:42820
Approved Title:Anti-Money Laundering
Provider:InsuranceStudy.com
Provider Number:50141
Topics Covered:Life and Health, Financial Planning, Law and Legislation, Life
Approved Credits
3 credits in Property & Casualty
Program Level:Intermediate

Rules for Colorado Insurance Continuing Education

  • This state allows for course material to be downloaded. Please note that not all courses will have content that is suitable or available for downloading.
  • Exam is closed book.